Course Details
CATEGORY Regulatory Compliance
COURSE NAME/ID Sarbanes-Oxley (CPE,CEU) (CG01)
COURSE HOURS 5.0 CPE (0.5 CEU)
OVERVIEW

This course provides learners with an understanding of the skills required for achieving compliance with the Public Company Accounting Reform and Investor Protection Act, popularly known as the Sarbanes-Oxley Act.

OBJECTIVES

Learners will develop specific skills through interactive and action-based lessons. These include:

  1. Ensuring integrity in the auditing process

  2. Releasing certified, timely information

  3. Using information technology to underwrite compliance

  4. Avoiding analyst conflicts of interest

  5. Understanding the risks of non-compliance

PRE-REQUISITES NONE